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  • Doctoral Thesis (15)

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Global Bourdieu and Nigeria – Studying African Perspectives on (In)Security (2026)
Klaassen, Jan Folkert
(In)security in Africa influences African societies, geopolitics, and geoeconomics. Yet African perspectives on (in)security are rarely sought, and how African states shape their security policies remains unclear: conventional internal/external, domestic/foreign, and secure/insecure distinctions are outdated, while Western/Northern-centric social sciences and African Studies/IR literatures remain trapped in essentialisms, stereotypes, and mono-causal explanations. This thesis argues for new analytical devices to study African security policies in less essentialist and more context-sensitive ways by understanding the practice turn and appropriating Pierre Bourdieu's reflexive, practice-theoretical, and field-analytical sociology through an in-depth sociospatial reading. This helps interpret his concepts as global, interrelated thinking tools for African social formations, against a superficial Bourdieusian International Studies literature. Taking Nigeria as exploratory case study, the thesis traces how field and habitus intersect, develops a Field of Nigerian Security Policy (FNSP) as object and tool, and treats habitus and capital primarily as outcomes of the analysis. It asks how Nigeria shapes its security policy towards Boko Haram as a contemporary space of (in)security, drawing on almost four months of self-reflexive, ethnographic fieldwork. It combines sociological discourse analysis of textual sources with interviews with leading Nigerian experts and practitioners. It reveals how a FNSP is constituted by diverse agents, relations of (informal) cooperation, competition, domination, and transversality, a dual habitus of problems/scarcities and aspirations/necessities, and multiple (including negative) kinds of capital—and how agents' classificatory practices ultimately produce Nigeria's security policy towards Boko Haram. The thesis thereby advances African International Relations theoretically and offers deep practical insights into Nigeria's political space.
Internal Governance and Performance of Universities in the Context of New Public Management and Stratification of Higher Education (2026)
Platonova, Daria
In this thesis, I examine the relationship between internal governance and university performance within the context of Russian higher education from 2012 to 2020, a period marked by the prominent application of New Public Management (NPM) instruments. This study investigates several dimensions of internal governance and its connection to university performance. First, how do internal governance characteristics - such as centralization, stakeholder involvement, external communication, and strategic orientation - relate to university performance? Second, is there a relationship between institutional strategy adoption and university performance from the perspective of university department heads? Additionally, I explore the institutional structures and governance arrangements in Russian higher education, with particular attention to two interrelated developments: the adoption of NPM instruments and system stratification. The study draws on data from a national-level survey of university leaders and administrators, complemented by statistical information. Depending on the data structure and variable characteristics, various quantitative methods - from simple difference tests to conditional efficiency estimations - will be applied to address the research questions.
Analyzing deliberation and collective action problems in environmental governance: a case study of an aquaculture policy program (2024)
Paramita, Adiska Octa
Addressing environmental governance challenges necessitates collaboration among diverse societal actors to collectively develop and modify rules, norms, and social structures. A significant obstacle in environmental governance lies in the problems of institutional fit, where the existing governance arrangements may be mismatched with the specific social-ecological conditions at the local level. This misalignment poses a hurdle to effective and sustainable environmental management. Collective action’s theoretical lens is used in this study to navigate the varied interests, goals, and perspectives involved, aiming to comprehend the different factors influencing collaboration in the management of shared resources. Recognizing that collective action is inherently difficult, this dissertation focuses on the importance of deliberation to facilitate discussions on the risks, benefits, values, and capacities of different actors.
Advancing quantitative methods for complex social-ecological system research: a case study of aquaculture (2024)
Nagel, Ben
Over the last few decades, environmental governance research has embraced a complex adaptive systems (CAS) framing: solving sustainability challenges requires an understanding of the social-ecological systems (SES) they are embedded in, consisting of interlinked components and relationships which form dynamic and emergent patterns. Many frameworks have been developed to help conceptually understand SES, however less focus has been given to advancing methods for SES research. I identify a particular need to advance quantitative SES methods, as despite a growing range of available approaches, much quantitative SES research heavily relies on classic statistical methods which by design ignore interactive effects and focus on reducing systems to individual variables. This creates tensions when applied to systems shaped by highly interactive and context-sensitive processes. Further, despite an emphasis on standardizability, quantitative research has not led to widespread synthesis of SES knowledge. There is a need to advance quantitative SES methods in ways which 1) incorporate complex system properties into case studies and 2) synthesize generalizable findings across cases without overly abstracting case complexity. In this thesis I explore these methodological challenges within the literature on Elinor Ostrom’s social-ecological systems framework (SESF). I then apply recent advances in methods for complexity through the case study of small-scale aquaculture governance in Indonesia: a participatory modeling method called fuzzy cognitive mapping to analyze “mental models” of aquaculture complexity, and archetypes analysis to synthesize generalizable patterns in complexity across a large set of heterogeneous aquaculture cases. I conclude that advancing SES methods to inform sustainable outcomes requires more critical engagement with “complex systems thinking” in not only conceptualizing environmental governance problems but also in empirical research design.
Beyond Western Influences: Development and Reforms of Social Protection and Pension Schemes in China since 1978 (2024)
Tian, Tong
Over the past 40 years, a modern welfare state has emerged in the People’s Republic of China (PRC). Social protection has thereby extended from a selected group of privileged state employees and civil servants to most of the population. This dissertation argues that the significant extension of social protection, and of pension schemes in particular, is not only a consequence of domestic economic development and political reform; international influences also manifested themselves during the course of the development and reforms of the Chinese social protection system. My key research question is: How have international influences impacted on Chinese social security and pension reform? While I do analyze the roles of “Western” influences and International Organizations, I particularly focus on one important gap in the literature – the scarcely studied role of “Eastern” or East Asian influences on Chinese social protection development. Theoretically, this dissertation builds on the policy learning literature as well as the concept of East Asian welfare productivism to explain how international influences impacted on Chinese social protection expansion and reforms and to better understand welfare features the PRC shares with its East Asian neighbors. Regarding methodology, this dissertation employs several methods in the tradition of qualitative research: process tracing, document analysis, and discourse analysis. The core data of this research was collected via expert interviews during fieldwork in China. Moreover, archive data, official policy reports in Chinese, English and Japanese, and other primary and secondary data were utilized. This cumulative dissertation consists of four interdependent articles focusing on the development and expansion of Chinese social protection under international influences, and especially on the two major reforms of Chinese pension schemes: the 1990s Urban Employee Pension Reforms, and the 2009 New Rural Pension Scheme.
Local streams and global tides - Understanding coastal marine governance in Fiji and Solomon Islands (2018)
Rohe, Janne Rika
This PhD thesis contributes to understanding coastal marine governance in Fiji and Solomon Islands. It examines community-based marine resource management (CBMRM) approaches based on customary marine governance systems, while also considering interactions with the national governance frameworks for coastal fisheries in both countries. Based on qualitative research methods and analysis, this study uses a range of conceptual and analytical lenses. A social-ecological system (SES) perspective serves to identify key contextual factors and actors that influence the governance of coral-reef SESs. A gender lens is used to distill women’s and men’s differentiated roles and participation in marine resource use and governance. Furthermore, this study ascertains drivers of local (non-) compliance with and enforcement of CBMRM. Finally, a legal pluralism perspective is taken to scrutinize the interactions across the different governance systems in place, i.e., customary governance systems and the national governance systems for coastal fisheries. Overall, this thesis aims to address the challenge of how to sustainably use and manage marine (coral reef) resources in Fiji and Solomon Islands. It identifies points of leverage to improve coastal marine governance that are relevant both for policy and practice, and which may be useful for the local, national and subnational levels.
Finding sustainability: Advancing multiple methods to apply the social-ecological systems framework (2018)
Partelow, Stefan
The social-ecological systems framework (SESF) was proposed by Elinor Ostrom in 2007 as a diagnostic tool to examine what influences collective action in the commons by identifying the social and ecological variables which interact and shape sustainability outcomes. Many have since cited the framework as a useful conceptual tool. However, substantially less literature has applied the framework empirically or examined the methodological challenges for using the framework. Rigorous exploration and analysis of the different methods and challenges for applying the framework and its conceptual development are largely absent in the literature, but are needed to guide future progress. I argue that a primary barrier for future research using the framework is a lack of knowledge on different methods and challenges for applying it. This thesis is a compilation of eight research articles building this knowledge. I explore different concepts and methods to continue building a research program with the SESF. The thesis is split into four parts. In Part 1: Introduction, I provide an overview of commons scholarship, and argue that the development of new interdisciplinary methodologies have been an essential feature of past progress and thus need to be an integral feature the SESF’s progress. In Part 2: Context and Concepts, I present a review article on the field of tropical marine science, to situate the context of this thesis. Two articles then explore conceptual development of the SESF, linking the framework to the closely associated concepts of ecosystem services and sustainability science. In Part 3: Empirical Research, the core of this thesis is presented. Each of the four articles applies the SESF in a different way in three small-scale fisheries cases and one pond aquaculture case. Finally, in Part 4: Synthesis and Conclusions, I provide an article which reviews all the existing literature applying the SESF to orient the contributions of this thesis.
How EU policy in the fight against serious crime affects national regulatory structures in Germany and England : an empirical analysis on the dimensions of liberty and security (2009)
Dalferth, Simon
Cooperation in the fight against crime in the EU has developed significantly over the last decade. This thesis analyzes how the transposition of EU measures affects national policy in Germany and England with regard to security and liberty.
Unpacking the Political Resource Curse: How Oil Fuels Personalism and Undermines Democratization (2015)
Guliyev, Farid
Oil wealth is often associated with prolonged authoritarian rule, poor governance and other institutional pathologies. These unusual effects of petroleum have been variously described as the 'Paradox of Plenty' (Karl 1997), 'Natural Resource Trap' (Collier 2007), and the 'Oil Curse' (Ross 2012), and an increasing number of studies have examined the causes and effects of the oil curse (Humphreys et al. 2007). However, the prevailing assumption in most studies has been that oil will have an equally strong anti-democratic effect across authoritarian regime types (Ross 2001; 2012; Jensen and Wantchekon 2004; Haber and Menaldo 2011). Theoretical and empirical studies on the resource curse have ignored institutional differences in authoritarian rule emphasized by scholars of authoritarian politics (Linz and Stepan 1996; Geddes 1999; Schedler 2009; Geddes, Wright and Frantz 2014). In this study, I combine these two strands of literature and show that oil has a particularly dire effect on the democratization prospects of a particular subtype of authoritarianism, namely, personalist autocracies. The analysis of regime development patterns across oil and non-oil producing states presented in this study shows that oil wealth particularly strongly harmed democratization prospects in the personalist sub-set of authoritarianism. Using three country-case studies of Azerbaijan, Cameroon, and Venezuela, I illustrate the ways in which oil can reinforce personalism and undermine the democratization processes and suggest that the causal channels linking oil and regime outcomes (authoritarian durability and democratic transitions) depend on the composition of authoritarian rule in place, and may not be uniform across regime types. The case of Venezuela under Chávez also indicates that in democratic regimes with a long history of oil-induced elite corruption, oil wealth may contribute to the personalization of power in a failing democracy.
Bilateral and multilateral cooperation in international trade : a political-economy perspective (2007)
Rohlfing, Ingo
There is widespread consensus in the literature on trade cooperation that bilateralism is a deficient form of cooperation compared to multilateralism. This consensus is regularly echoed by warnings from policymakers and the media when negotiations in the multilateral GATT/WTO stagnate. This volume puts these warnings about bilateral cooperation into a historical perspective. Its main goal is to shed light on the role of bilateralism and multilateralism in trade cooperation from 1860 to the present. On the basis of a theory-driven empirical analysis, the volume shows that bilateralism plays an important role in promoting liberalization. Bilateralism renders liberal trade politically feasible on the domestic level because it allows political actors to manage the domestic political costs and benefits that arise from economic actors who lose and win by commercial collaboration. However, bilateralism is not without problems. Concerns about domestic distribution create enforcement problems that might result in a halt or even a reversal of liberalization. These enforcement problems can be eliminated through multilateral cooperation. The downside of multilateralism is, however, that it is impossible to control the domestic political effects of trade cooperation. For these reasons, there is no single best form of cooperation and political actors face a dilemma in institutional choice. In the historical perspective, it can be further shown that bilateralism is more frequently chosen for trade liberalization than multilateralism. This finding indicates that bilateral cooperation is less of a threat to liberal trade than the conventional perspective suggests. The volume makes some suggestions about how an appropriately-equipped WTO could render bilateralism a real alternative to multilateralism.
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